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#	Item
201	Bats Tick Size Pilot Program FAQ Last Updated – July 13, 2016 What is the Tick Pilot? On May 6, 2015 the Securities and Exchange Commission (“SEC”) approved, on a pilot basis, a twoyear program that would widen the Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-13 12:24:25 Economy Finance Financial markets Money Stock market Order Tick size Day trading Market maker
202	State Board of Medical Examiners Laws Add to Reading List Source URL: www.njconsumeraffairs.gov Language: English - Date: 2016-07-21 12:21:27 Economy Finance Money 73rd United States Congress U.S. Securities and Exchange Commission 76th United States Congress Financial regulation Securities Act Investment Advisers Act Securities Exchange Act Security Securities regulation in the United States
203	Matthews International Corporation Add to Reading List Source URL: matw.com Language: English - Date: 2014-04-01 14:59:59 SEC filings Stock market Economy Finance Business Proxy statement Prospectus Forward-looking statement Form 10-K Mergers and acquisitions U.S. Securities and Exchange Commission
204	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-01 11:44:31 Economy Finance Money Financial markets Broker-dealer U.S. Securities and Exchange Commission Securities Exchange Act Order Short
205	Microsoft Word - RIA Final Presentation CNVM Policy Recommendations.doc Add to Reading List Source URL: www.spi-romania.eu Language: English - Date: 2007-10-26 06:14:03 Economy Finance Money Systemic risk European Union Financial regulation Markets in Financial Instruments Directive Regulatory Impact Analysis Bucharest Stock Exchange Bank Financial market Financial Sector Legislative Reforms Commission
206	Highlights RISK AND CONTROL IMPROVEMENTS SEC Approves OCC Capital Plan The U.S. Securities and Exchange Commission (SEC) approved OCC’s capital plan and issued an order discontinuing the automatic stay that r Add to Reading List Source URL: www.theocc.com Language: English - Date: 2016-07-23 12:34:55 Economy Finance Money Options Clearing Corporation Financial markets Futures exchange Bank Option Futures contract Derivative Central Counterparty Clearing
207	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 8-K CURRENT REPORT Add to Reading List Source URL: www.mediageneral.com Language: English - Date: 2016-07-26 07:35:17 Finance Economy SEC filings Money Stock market U.S. Securities and Exchange Commission Equity securities Corporate finance Securities Act Stock Regulation S-K
208	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-03 14:51:07 Finance Economy Money Financial markets Order BATS Global Markets Securities Exchange Act Algorithmic trading Futures contract Market liquidity Short U.S. Securities and Exchange Commission
209	Sound Mind Financial Planning, LLC www.soundmindfp.com Code of Ethics Pursuant to: Add to Reading List Source URL: www.soundmindfp.com Language: English - Date: 2014-09-24 16:01:35 Economy Stock market Finance Financial crimes Corruption 73rd United States Congress U.S. Securities and Exchange Commission Insider trading Securities Exchange Act Security Investment Advisers Act Bank
210	RULE 2.04 Title 1: Secretary of State Part 14: Securities - Securities Regulation Part 14 Chapter 2: Notice Filing and Registration of Securities Rule 2.04 Invest Mississippi Crowdfunding Simplified Registration Statemen Add to Reading List Source URL: www.sos.ms.gov Language: English - Date: 2016-01-14 10:16:24 Finance Money Economy U.S. Securities and Exchange Commission 73rd United States Congress Financial markets Stock market United States securities law Regulation D Securities Act Security Securities Exchange Act

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